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One-stop securities trading services

Enjoy Securities Trading service
with access to 3 major stock markets,
help you make the most of every golden opportunity

Act Now

 

Promotions

All Customers can enjoy fabulous offers* on a series of securities services:

Up to HKD10,000 cash reward for stocks transfer-in or deposit

On 1st, 11th, 21st and 31st of each month, enjoy Privilege brokerage fees as low as 0.1%

Unlimited free real time quotes for Hong Kong stocks, U.S. stocks and China A-shares

* Terms and Conditions applied. Please click here for details.
For more details, please visit any of our branches or call 2287 6788.

 

Extra Scenes

From now until 30 June 2024, earn 1 daily draw chance of “Spring Thankful Draw” with guaranteed prize by completing eligible Stock Trading transaction via inMotion or inVest every day! Win Interest Rate Coupon to enjoy up to 7.28% p.a. 1-month HKD High Savings Rate, HK$50 e-Gift Voucher and other fabulous product prizes.

You even have chance to win our grand prize of up to 4x Japan Round-Trip Business Class Air Tickets at Your Preferred Destination!

Learn more:
https://www.cncbinternational.com/RGpromoe

Features

Manage Your Investment at Ease*

  • Commission rate for trading of Hong Kong stock, U.S. stock and China A-share is as low as 0.125%#.
  • Buy orders executed within the same trading day via the same channel for the same stock will be combined for brokerage commission calculation to save your transaction cost. The same brokerage commission calculation method will also apply to sell orders.

* For commission and other fees details, please refer to our “Investment Products Service Fees & Charges”.
# Minimum brokerage fee applies.
^ Terms and Conditions applied. Please click here for details.

Multiple Trading Channels

Securities trading across markets made possible with following channels:

  • i-banking service
  • inVest
  • inMotion
  • Automated Securities Trading Hotline
  • Manned Securities Trading Hotline by Customer Service Officer

Privileged Trading Charges*

With our one-stop securities trading services, you can trade Hong Kong stock, U.S. stock and China A-share with a single account which allows you to review your investment performance of 3 stock markets at a glance.

H.K. Securities Trading Services

Comprehensive Trading Features

China CITIC Bank International provides a range of stock trading features for investors including:

  • Round-the-clock order input flexibility for HK and US stock via Automated Channels
  • Enhanced Limit Order
  • At-auction Limit Order
  • Market Order
  • Take Profit / Stop Loss Order
  • Good Till Date (GTD) Orders for up to 8 trading days
  • Conditional Order

Electronic Initial Public Offering (EIPO) Service

Now you can apply for IPO via our i-banking or inVest - the one-stop service for subscription of IPO stocks and fund transfer. Convenient and hassle-free!


U.S. Securities Trading Services

Flexibility to trade anytime, anywhere

Simply log on to our i-banking service or inVest and you will access the world's biggest stock trading markets - the New York Stock Exchange (NYSE) and National Association of Securities Dealers Automated Quotation (NASDAQ)* hassle-free.

Latest market news and expert analysis

With our U.S. Securities Trading Services, you will enjoy free access to vital firsthand market information:

  • Real-time market information such as market news and comprehensive analyses of individual companies to help you stay tune with the market.
  • Advanced chartings with sophisticated technical analyses to facilitate your decision making

* The eligible stocks are subject to the clearing and settlement of the custodian of the Bank.

You need to complete and sign US Internal Revenue Service W-8BEN form and return to the Bank. Please click here for W-8BEN Form Filling Instructions.

China Connect Securities Trading Services

Trading Features for Northbound Trading of China Connect

Shanghai-Hong Kong Stock Connect Shenzhen-Hong Kong Stock Connect
Eligible Shares
  • Constituent stocks of the SSE180 Index and SSE380 Index
  • A shares with corresponding H shares listed on SEHK
  • Excluding shares under risk alert board
  • Excluding shares that are not traded in RMB
  • Constituent stocks of the SZSE Component Index and SZSE Small/Mid Cap Innovation Index
  • Companies with market capitalization at least RMB6B
  • SZSE-listed companies that have issued both A and H shares
  • Excluding shares under risk alert board
  • Excluding shares that are not traded in RMB
Trading Currency RMB
Order Type Limit Order
Settlement Stock settlement – T day
Fund settlement – T+1 day
Trading Hours Opening Call Auction : 09:15 – 09:25
Continuous Auction (Morning) : 09:30 – 11:30
Continuous Auction (Afternoon) : 13:00 – 15:00
Closing Call Auction : N/A
Opening Call Auction : 09:15 – 09:25
Continuous Auction (Morning) : 09:30 – 11:30
Continuous Auction (Afternoon) : 13:00 – 14:57
Closing Call Auction : 14:57 – 15:00
Trading Day Please refer to Hong Kong Exchanges and Clearing Limited – Trading calendar for Northbound Trading
Quota Control Quota control is imposed under Northbound Trading and applies to buy orders which may be suspended or rejected in case of insufficient quota balances:
Daily Quota : RMB52 billion

Contact Us

Download Now

Download via App Store
or Google Play
Download via Baidu App Searcher or click here to download Android APK

Apple and the Apple logo are trademarks of Apple Inc., registered in the U.S. and other countries. App Store is a service mark of Apple Inc., registered in the U.S. and other countries.
Google Play and the Google Play logo are trademarks of Google LLC. Huawei Services (Hong Kong) Co., Limited.
HUAWEI EXPLORE IT ON AppGallery and the HUAWEI EXPLORE IT ON AppGallery logo are the registered trademarks of Huawei Technologies Co., Limited.
Baidu App Searcher is a registered trademark of Beijing Baidu Netcom Science Technology Co., Ltd.

Risk Disclosure

Investment involves risks. The price of securities fluctuates, sometimes dramatically. The price of securities may move down or up and may become valueless. It is as likely that losses will be incurred rather than profits made as a result of buying or selling securities. Investors should seek advice from own professional advisors as to particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products. If investors investing in investment products denominated in non-local currency, one should be aware of the risk of exchange rate fluctuations that may cause a loss of principal. Before making any investment decision, investors should refer to the terms and conditions of relevant Securities Trading Services and risk disclosure statements and seek professional advice where needed. Renminbi (RMB) is subject to exchange rate risk. The Hong Kong dollar value of investment will decrease if the RMB depreciates against Hong Kong dollar. Conversion between RMB and other currencies (including Hong Kong dollar) is subject to policy restrictions relating to Renminbi and consequently the relevant regulatory requirements in Hong Kong. Such requirements may be amended subject to changes in the policy restrictions relating to RMB. RMB is not freely convertible at present. The actual conversion arrangement will depend on the restrictions prevailing at the relevant time.

The above information is for reference only and is neither a recommendation, nor an offer or a solicitation to enter into any investment arrangement. This webpage is issued by China CITIC Bank International Limited and has not been reviewed by the Securities and Futures Commission.

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inVest

Full-function securities trading made Instant, Simple and Easy in one mobile app

Download Now

China CITIC Bank International China CITIC Bank International China CITIC Bank International

If your Android device does not have Google Play,
please click here to download. Learn more about our Hyperlink Policy.

What is inVest?

inVest is the brand new full-function securities trading mobile app launched by China CITIC Bank International (CNCBI).

  • Securities trading made Instant, Simple and Easy
  • Trade HK stocks, US stocks and China A-shares
  • Customize and access watchlist price movement
  • Seize investment opportunities in 3 major stock markets
China CITIC Bank International Trade HK stocks, US stocks and China A-Shares
China CITIC Bank International Monitor securities portfolio
China CITIC Bank International Subscribe to IPO
China CITIC Bank International Respond to corporate action
China CITIC Bank International Access real-time quote
China CITIC Bank International Customize watchlist
China CITIC Bank International Access market data and news
China CITIC Bank International Receive push notification

Comprehensive instant market updates to keep you abreast of market conditions.

With a professional and user-friendly interface, you can simply operate with a single hand to seize investment opportunities in 3 stock markets (HK, US and China A).

Apple and the Apple logo are trademarks of Apple Inc.,registered in the U.S. and other countries.
App Store is a service mark of Apple Inc.,registered in the U.S. and other countries.
Google Play and the Google Play logo are trademarks of Google LLC.
Huawei Services (Hong Kong) Co., Limited. HUAWEI EXPLORE IT ON AppGallery and the HUAWEI EXPLORE IT ON AppGallery logo are the registered trademarks of Huawei Technologies Co., Limited.

Risk Disclosure:

Investment involves risks. The price of securities fluctuates, sometimes dramatically. The price of securities may move down or up and may become valueless. It is as likely that losses will be incurred rather than profits made as a result of buying or selling securities. Investors should seek advice from own professional advisors as to particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products. If investors investing in investment products denominated in non-local currency, one should be aware of the risk of exchange rate fluctuations that may cause a loss of principal. Before making any investment decision, investors should refer to the terms and conditions of relevant Securities Trading Services and risk disclosure statements and seek professional advice where needed. Renminbi (RMB) is subject to exchange rate risk. The Hong Kong dollar value of investment will decrease if the RMB depreciates against Hong Kong dollar. Conversion between RMB and other currencies (including Hong Kong dollar) is subject to policy restrictions relating to Renminbi and consequently the relevant regulatory requirements in Hong Kong. Such requirements may be amended subject to changes in the policy restrictions relating to RMB. RMB is not freely convertible at present. The actual conversion arrangement will depend on the restrictions prevailing at the relevant time.

The above information is for reference only and is neither a recommendation, nor an offer or a solicitation to enter into any investment arrangement. This webpage is issued by China CITIC Bank International Limited and has not been reviewed by the Securities and Futures Commission.

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6 months $0 brokerage commission

to buy HK, U.S. Stocks and
China A-Shares

From now till 30 June 2023 (the "Promotional Period"), open a new One Account to enjoy 6 months $0 brokerage commission for unlimited BUY trades of Hong Kong and U.S. stocks as well as China A-shares via inVest and inMotion*.
China CITIC Bank International 6 months $0 brokerage commission for securities purchases
All Customers can enjoy fabulous offers* on a series of securities services:
China CITIC Bank International
$0 brokerage commission to buy/sell newly listed Hong Kong stocks on its first trade day
China CITIC Bank International
Unlimited free real time quotes for Hong Kong stocks, U.S. stocks and China A-shares
* Terms and Conditions applied. Please click here for details.
For more details, please visit any of our branches or call 2287 6788.
Risk Disclosure specific to Securities Trading:
  • Investment involves risks.
  • The price of securities fluctuates, sometimes dramatically. The price of securities may move down or up and may become valueless. It is as likely that losses will be incurred rather than profits made as a result of buying or selling securities.
  • Investors should seek advice from own professional advisors as to particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products.
  • If investors investing in investment products denominated in non-local currency, one should be aware of the risk of exchange rate fluctuations that may cause a loss of principal.
  • Before making any investment decision, investors should refer to the terms and conditions of relevant securities trading services and risk disclosure statements and seek professional advice where needed.
  • Renminbi (RMB) is subject to exchange rate risk. The Hong Kong dollar value of investment will decrease if the RMB depreciates against Hong Kong dollar. Conversion between RMB and other currencies (including Hong Kong dollar) is subject to policy restrictions relating to Renminbi and consequently the relevant regulatory requirements in Hong Kong. Such requirements may be amended subject to changes in the policy restrictions relating to RMB. RMB is not freely convertible at present. The actual conversion arrangement will depend on the restrictions prevailing at the relevant time.
The above information does not constitute an offer to sell or solicitation for the purchase or sale of any deposit or investment in any products referred to herein.
China CITIC Bank International Limited is an authorized institution under the Banking Ordinance and is regulated by the Hong Kong Monetary Authority.
This promotion page is issued by China CITIC Bank International Limited. Its contents have not been reviewed by the Securities and Futures Commission in Hong Kong.
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inVest

No matter you are getting started, frequent trader or an seasoned investor, inVest brings you a more personal and efficient investment experience.

Download Now

China CITIC Bank International China CITIC Bank International China CITIC Bank International

If your Android device does not have Google Play,
please click here to download. Learn more about our Hyperlink Policy.

Start trading easily by opening your One Account

Opening One Account is the first step when embarking on setting up your portfolio via inVest. One Account consists of an account for investment and an multi-currency account for investment settlement. By giving a holistic view of your investment portfolio, One Account helps you easily manage investments under one single account.

inVest, a full-featured mobile securities trading application with a simple and clear interface, making securities trading faster and easier!

Watch the demo to learn more

Apple and the Apple logo are trademarks of Apple Inc.,registered in the U.S. and other countries.
App Store is a service mark of Apple Inc.,registered in the U.S. and other countries.
Google Play and the Google Play logo are trademarks of Google LLC.
Huawei Services (Hong Kong) Co., Limited. HUAWEI EXPLORE IT ON AppGallery and the HUAWEI EXPLORE IT ON AppGallery logo are the registered trademarks of Huawei Technologies Co., Limited.

Risk Disclosure:

Investment involves risks. The price of securities fluctuates, sometimes dramatically. The price of securities may move down or up and may become valueless. It is as likely that losses will be incurred rather than profits made as a result of buying or selling securities. Investors should seek advice from own professional advisors as to particular tax position, including but not limited to estate duty and withholding tax that might arise from investing in overseas products. If investors investing in investment products denominated in non-local currency, one should be aware of the risk of exchange rate fluctuations that may cause a loss of principal. Before making any investment decision, investors should refer to the terms and conditions of relevant Securities Trading Services and risk disclosure statements and seek professional advice where needed. Renminbi (RMB) is subject to exchange rate risk. The Hong Kong dollar value of investment will decrease if the RMB depreciates against Hong Kong dollar. Conversion between RMB and other currencies (including Hong Kong dollar) is subject to policy restrictions relating to Renminbi and consequently the relevant regulatory requirements in Hong Kong. Such requirements may be amended subject to changes in the policy restrictions relating to RMB. RMB is not freely convertible at present. The actual conversion arrangement will depend on the restrictions prevailing at the relevant time.

The above information is for reference only and is neither a recommendation, nor an offer or a solicitation to enter into any investment arrangement. This webpage is issued by China CITIC Bank International Limited and has not been reviewed by the Securities and Futures Commission.

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Frequency asked questions

These are a list of questions and answers relating to a particular subject, especially one giving basic information for you.

General Information

  1. Login to ibanking
  2. Click Securities Trading (2-factor authentication is needed) > Choose Securities Trading Market (Hong Kong Securities Trading/China A-share Trading/US Securities Trading)
  3. Enter the required trading order details > Submit
  4. Verify the order details > Confirm
  5. A reference number will be displayed if the order is accepted by the system (you can check the order status via "Order Status / Amendment"

You can place an order on the Trade page, follow these steps:

  1. Enter the appropriate Stock Code or Symbol. (Please click on ”Code Search” if you do not know the Stock Code or Symbol for the security you wish to view.)
  2. Enter the number of shares to buy or sell in the Quantity field.
  3. Enter the Limit Prices (if applicable)
  4. Select Good Till Day (if applicable)
  5. Click 'Submit' button to preview the order or 'Clear' button to clear all fields and start from the beginning.
  6. Click 'Confirm' button to place your order.

An Order Confirmation will appear verifying that the order has been accepted for processing. A transaction number will also be issued to you.

Upon the Bank process the order, the purchase amount will be held. The actual debit of the money will take place on the settlement day. Money held between the placement day and the settlement day would continue to earn interest in your account.

You may select account in Order Placement page and then can choose "Total Available Balance For Trading". You can see by currencies buying power at a glance.

An online order confirmation with a transaction reference number will be provided to you immediately. This confirmation indicates that we have received your order instruction. You will need to check the order status by clicking to find out whether your order has been filled. The status shows the stage at which your order is being processed.

  • Pending – Order is pending to process.
  • Processing - Order is processing.
  • Queuing - Order has not yet been filled.
  • Fully executed - Order has been completely executed.
  • Partially filled - Order has been partially executed.
  • Expired - Order has not been executed due to the expiration of the time condition set.
  • Rejected - Order has been rejected by particular reason.

Simply go to Securities Trading page (2-factor authentication is needed), then you can choose "Order Status / Amendment" to check your order status or execution result. Also, you may opt to receive email or SMS for execution result.

Simply go to Securities Trading page (2-factor authentication is needed)

  1. Click on "Order Status / Amendment".
  2. Select Amend from the Action column on the order intended to change and the Amend Order page will appear.
  3. Enter order changes as necessary in the fields provided. The existing order details are displayed on the left for comparison.
  4. An Order Confirmation will appear verifying that the order amendment has been accepted for processing. From here you can click the Trade Status link to check the order status.

Please note: Cancellation request will be promptly submitted to relevant exchanges for execution on a best effort. Any fully cancel request or open or partially filled order amended request cannot be guaranteed as the original order may be partially or fully executed. Cancellation or Amendment request is subject to the market conditions as well as prior execution of your original order.

Simply go to Securities Trading page (2-factor authentication is needed)

  1. Click on "Order Status / Amendment".
  2. Select Cancel from the Action column and the Order Cancellation page will appear.
  3. To confirm the cancellation of your order by clicking the Cancel Order button.
  4. Click the Cancel button if you have selected an incorrect order to cancel or you do not wish to cancel the order. If an error has occurred, the details will be displayed.
  5. A Confirmation page will appear verifying that the order cancellation has been accepted for processing. From here you can click the Order Status link to check the order status.

If you have an outstanding order that is not yet filled in the market, you may cancel it by clicking 'Cancel' on the Trade Status page to proceed the cancellation. Please note that cancellation request will be promptly submitted to relevant exchanges for execution on a best effort basis. Any fully cancel request or open or partially filled order amendment request cannot be guaranteed as the original order may be partially or fully executed. Cancellation or Amendment request is subject to the market conditions as well as prior execution of your original order.

All unmatched days orders will expire at the end of the Good Till Day. You will have to re-enter the order after the trading hours if you wish to keep the order for the next business day.

The withheld fund of the cancelled order will be released to Usable Balance for Trading immediately.

The order will be remarked in Trade Status as 'Expired' and withheld fund will be released to Usable Balance for Trading after Good Till Day market closed.

For purchases of the same stock via the same trading channel on the same trading day, the commission will be calculated based on the total transaction amount. This commission calculation method also applies to “sell” transactions. For the criteria of combine-trade, please refer to the following example.

Example:
A General customer bought and sold the same stock via inVest and inMotion for 4 times on the same trading day. Transaction details are as follows:
For enquiries, please call us at 2287 6788
* Minimum charge of securities brokerage commission is HKD100

Not eligible for combine-trade:
1 & 2: Although inVest and inMotion are both the Bank’s mobile applications, with the same brokerage rate at 0.15%, they are regarded as two separate channels. Hence, the brokerage fee will be calculated based on the transaction amount purchased through inVest and inMotion respectively, ie HKD302.50 (=100.00+202.50)

Eligible for combine-trade:
3 & 4: Selling the same stock via inVest is eligible for combine-trade, so the brokerage fee will be calculated based on the total transaction amount sold through inVest, ie HKD225.00 (=(15,000+135,000)X 0.15%).

Customers who maintain any stock holding with the Bank and do not conduct any securities transactions (including buy or sell transactions) within a 6-month period (January to June/ July to December) will be subject to the Securities Custodian Fee. This fee is charged semiannually for the period between January and June as well as July and December, and is debited respectively in July of the year and January of the following year. For transactions which fulfil the criteria of Securities Custodian Fee waiver, please refer to the following example.

Example:
Below are the transactions conducted by a customer:
For enquiries, please call us at 2287 6788
1st half: The customer has a buy transaction in the first half year of 2021 which meets the criteria for waiver of Securities Custodian Fee. Therefore, no Securities Custodian Fee will be charged in Jul 2021 for the first half of 2021.

2nd half: IPO subscription and Securities transfer-in/out are not recognised as securities buy/sell transaction. As customer is holding Stock X, Securities Custodian Fee will be charged in Jan 2022 for the second half of 2021.

The "Average Cost" is calculated using the weighted average purchases price and charge information available to the Bank, and the amount is displayed for indication only.

If you have US securities bought on or before 27 Feb 2015, the market closing price of 27 Feb 2015 is used as the weighted Average Cost of such holdings.

Yes, at present, the per order transaction limit for Securities Trading transaction is HK$5,000,000 or equivalent.

You will receive a Trade Confirmation whenever there is a transaction in your trading account. Monthly statements will be sent to you within the first seven business days of each calendar month, showing all securities balance and all your transaction activities within the previous month. Alternatively, you can access your account information online.

Duplicate statements can be issued on request. Please apply for reprints through our Securities Trading Service Hotline. Additional charges may apply.

You can visit our branch or contact us over the phone (For Hong Kong and SSE Securities Trading, please call 2287 6088. For U.S. Securities Trading, please call 2287 6688).

To strengthen the security level for online transactions, 2-factor authentication is required for any securities trading/enquiries via online platforms.

Please refer to the Investment Products Service Fees and Charges.

The system will calculate the maximum affordable quantity based on your securities buying power or display the maximum available quantity based on your securities portfolio for reference. Also, there are quick trade buttons that allow you to trade instantly with Full, Half, 1/3 or 1/4 of the buying power or securities portfolio.

inVest

inVest provides the Securities Trading services for HK stocks, China A-Shares and US stocks, including:

  • Stock Trading
  • View order status
  • Order amendment and/or cancellation
  • View transaction history
  • Check stock portfolio
  • Watchlist
  • eIPO subscription (Only applicable to HK stocks)
  • Reply corporate action
  • Price alert

inVest provides stock quote, stock tracker, hot stocks, indices, watchlist, price alert, market news and sector.

(Note: you have to login so as to view the real-time quote and US stocks related market data)

Existing customers need to have:

  • i-banking account
  • One Account
  • inMotion app (with device binding activated)

so as to login inVest to enjoy the investment services.

* SMS & email notification will be sent to you when you first time log in to inVest.

Stock Tracker lists out the most advanced stocks in the market or the stocks in your Watchlist, Securities Portfolio and recently search, allow you keep tracking on the market information. While for the Hot Stocks, it lists out the top 10 stocks with the highest volume ratio and turnover rate for your reference.

You can set up to 30 stocks per market in the watchlist.

You can search the stock with the stock code, stock name or simplified PinYin in the “Quote” and “Trade” pages.

The number of remaining free real-time quotes can be checked on the stock quote page and “Setting”.

inVest will send you push notifications regarding market information based on your stock portfolio and watchlist, including technical analysis, corporate action, dividend and news alert. You can turn off the relevant push notifications under “Setting” at any time.

Yes, you can check, amend or cancel your order via i-banking, inMotion, CITIC mobile, Automated Securities Trading Hotline or Manned Securities Trading Hotline.

(Oder amendment service is not available in inMotion)

Hong Kong Securities Trading Services

You can trade Hong Kong Securities through the following channels:

  • i-Banking service
  • inVest
  • inMotion*
  • Automated Securities Trading Hotline
  • Manned Securities Trading Hotline

* Please refer to the FAQ inside inMotion for more information about securities trading on inMotion.

You may choose:

  • At-Auction Limit Order
  • Enhanced Limit Order
  • Market Order
  • Take Profit Order
  • Stop Loss Order

Simply go to "HK Securities Trading" page under "Securities Trading"(2-factor authentication is needed), then you can choose "Sell Odd-lot", and enter your Odd-lot disposal order. Please note that no Odd-lot purchasing order is accepted.

You can make use of "Good Till Date" (GTD) feature to place an order, which can valid for a maximum of eight trading days. The order with this feature will be treated as At-auction Limit Order when carrying forward to next day, and will be handle in Pre-opening Session. Please note that the order will not be carried to next trading day if it was partially executed, full executed, cancelled or rejected.

We only accept At-auction Limit Order within 199-price spread and Enhanced Limit Order within 23-price spread of the nominal price. Instructions that out of the spread will be rejected.

Price from (HK$) Minimum Spread
0.01 0.001
0.25 0.005
0.50 0.010
1.00 0.010
2.00 0.010
5.00 0.010
10.00 0.020
20.00 0.050
100.00 0.100
200.00 0.200
500.00 0.500
1000.00 1.000
2000.00 2.000
5,000.00 to 9,995.00 5.000

Simply go to "HK Securities Trading" under "Securities Trading"(2-factor authentication is needed), then you can choose "Order Status / Amendment" to amend or cancel your order. Please note that confirmed odd-lot selling order instruction cannot be amended or cancelled.

Yes, you can check, amend or cancel your order by cross channels, i.e. you may do it via Automated Securities Trading Hotline, Manned Securities Trading Hotline.

Hong Kong Securities Trading will follow HKEX settlement cycle. Securities and money settlement will be on T+2 day.

The securities under the Nasdaq-Amex Pilot Program (PP) are aimed at sophisticated investors. You should consult the licensed or registered person and become familiarized with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited.

HKD-RMB Dual Counter Model

Dual Counter Securities refer to securities with HKD and RMB counters (“HKD-RMB Dual Counters”) designated by the Exchange in accordance with the Rules of the Exchange and are eligible for Dual Counter Market Making Programme.

The list of Dual Counter Securities would be published by HKEX from time to time, and only securities (excluding Exchange Traded Products (“ETPs”)) listed in both HKD and RMB counters in the Hong Kong securities market would be considered for designation.

The Exchange may designate or remove any security as a Dual Counter Security in the list and the Securities and Futures Commission (“SFC”) will be consulted for each such designation or removal.

The Rules of the Exchange require that a Dual Counter Security may be traded in two different currencies provided that the securities concerned are of the same class. Holders of Dual Counter Securities shall be entitled to identical rights under the issuer’s constitutional documents. The HKD-RMB Dual Counter arrangement is for trading and settlement purposes only.

Securities under the two counters are of the same class, holdings of securities in the two counters can be transferred without change of beneficial ownership.

An investor can distinguish between the two counters by their stock codes and their stock short names.

The general principle is that separate and unique stock codes are assigned to the HKD and RMB counters respectively. For an equity, the stock code for the RMB counter will be a 5- digit number starting with an “8”, while a 5-digit number starting with a “0” would be assigned for the HKD counter.

The last four digits of the stock codes for the two counters will normally be the same, in line with the existing allocation arrangement.
o HKD counter - 0XXXX
o RMB counter - 8XXXX

The stock short names for the two counters are also different. For the RMB counter, the stock short name will end with -R to indicate that the securities are traded in RMB. There will be no specific marking in the stock short name of the HKD counter. The following is an illustrative example of the stock short names:
o HKD counter – “XYZ”
o RMB counter – “XYZ -R”

The Bank only provides Single-counter trading servces, i.e. trading HKD-denominated securities or RMB-denominated securities. Inter-counter trading is not support, i.e. buying in one counter and selling in another counter as two independent transactions.

You may send a "Multi-Counter Transfer Instruction" via Phone Banking or PBRM to convert HKD-denominated securities into RMB-denominated securities, and vice versa. It will take about 3 working days for the conversion to be completed. After that, the securities can be sold at the corresponding counter. For relevant charges, please refer to Investment Products Service Fees & Charges.

When doing Dual Counter (RMB and HKD counters) securities trading, please note that issuers may pay dividends in RMB only.

Hong Kong Investor Identification Regime (HKIDR)

HKIDR applies to securities listed or traded on the Stock Exchange of Hong Kong ("SEHK”) . The Bank will have to assign a Broker-Client Assigned Number (“BCAN”) to each client and tag the BCAN to securities orders. The Bank will also have to submit to SEHK’s data repository the client identification data (“CID”) (including full name, issuing country or jurisdiction of identity document, identity document type and identity document number) of securities orders on SEHK or who conduct off-exchange trades reportable to SEHK.

HKIDR does not apply to derivatives traded on the trading system of the Hong Kong Futures Exchange, unlisted structured products ( e.g. equity linked instruments, equity linked notes) and delivery of SEHK listed securities pursuant to these products.

Currently, the Securities and Futures Commission (“SFC”) can only identify exchange participants (ie, brokers) which place securities orders directly through the SEHK trading system. When the SFC detects suspicious trading activities, it needs to seek information from brokers about the actual investors behind the trades. This limits the effectiveness of its market surveillance work. With an investor identification regime, the SFC could quickly obtain information about investors who place orders. This will enhance the SFC’s market surveillance function, help maintain market integrity and strengthen investor protection, thereby promoting the long-term development of the market.

The information in the data repository is encrypted and is only accessible by authorised personnel of the SFC and SEHK. Data security and access control measures will be updated regularly with the latest technological developments. Detailed audit trails are maintained of all access, and unauthorised access will be investigated.

SFC has imposed a waterfall for acceptability of identity document for the CID in which the identity document that is first mentioned in the list below should be adopted as first priority save that where you do not hold such document, the next mentioned document should be used and so forth.

In the case of a corporate, it would be (1) legal entity identifier; or (2) certificate of incorporation; or (3) business registration certificate; or (4) other equivalent documents.

In the case of a natural person, it would be (1) Hong Kong Identity Card (“HKID card”); or (2) national identification document; or (3) passport.

Exit-entry Permit for Travelling to and from Hong Kong and Macao and Permit for Proceeding to Hong Kong and Macao are travelling documents issued by the Mainland authorities to PRC residents. They are neither national identity documents nor passports. If you are a PRC resident without HKID, you should provide information to the Bank on respective mainland identity cards (national identity document) as CID, or in the absence of a mainland identity cards, the information on passports.

Under paragraphs 5.6(p) and 5.7(h) of the Code of Conduct for Persons Licensed by or Registered with the SFC, the Bank would need to obtain express consent from individuals (except corporates) for disclosing and transferring your personal data to the SEHK and/or any of its subsidiaries, SFC, and/or any of its subsidiaries and the Bank’s securities broker(s) in accordance to with the rules and requirements of the SEHK and the SFC in effect from time to time. For joint account, HKIDR consent instruction must be solicited from all holders whereas CID of all holders are required to be submitted to SEHK’s data repository.

HKIDR will be implemented tentatively in the second half of 2022, subject to the latest regulatory announcement.

Failure to provide the Bank with your personal data or consent or required CID as per waterfall requirement prior implementation of HKIDR may mean that the Bank will not, or will no longer be able to, as the case may be, carry out your trading instructions, IPO application or provide me/us with securities related services (other than to sell, transfer out or withdraw my existing holdings of securities, if any) after the implementation of HKIDR.

The above applies to joint-name accounts as well, i.e. failure of any of the account holders to provide personal data or consent or required CID as per waterfall requirement prior implementation of HKIDR will also subject to the above restrictions. Even if you submit the consent instructions and CID as per acceptability described above after the effective date of HKIDR, it may not be effective immediately.

To avoid unwanted limitations to your account, you can provide consent regarding HKIDR via inMotion, inVest, i-banking or automated securities trading hotline.

You can visit any branches or contact your Relationship Manager to fill in the Investor Identification Regime for Hong Kong Securities Consent Form. Despite any subsequent purported withdrawal of consent, your personal data may continue to be stored, processed, used, disclosed or transferred for the purposes outlined in Customer Declaration section after such purported withdrawal of consent.

Please note that it will take time for the Bank to process your submission of consent instructions and/or CID updates as per acceptability described above and your instructions/updates may not be effective immediately. You are advised to submit the above consent instructions and notify the Bank for any material changes of CID as soon as possible to avoid unwanted limitations to your transactions after the effective date of HKIDR (second half of 2022).

You can visit our branch and contact your Relationship Manager (if applicable) or seek assistance via branch staff.

HKIDR will also be extended to initial public offerings (“IPO”) applications, tentatively to be implemented in the fourth quarter in 2022, subject to the latest regulatory announcement.

SFC: https://www.sfc.hk/en/Rules-and-standards/Investor-Identification-and-OTC-securities-reporting

HKEX: https://www.hkex.com.hk/Services/Trading/Securities/Overview/Trading-Mechanism/HKIDR?sc_lang=en

EIPO

IPO represents Initial Public Offering where a company, for its first time, issues shares to investors and get listed on a Stock Exchange.

Our EIPO service aims to provide an access to subscribe (yellow form application) newly listed shares from Initial Public Offering via the internet.

Eligible applicant must:

  • be our i-banking customer (personal customer);
  • be an individual applicant;
  • have a valid One Account “Investment” (yellow form application);
  • Some companies may accept IPO applications from non Hong Kong residents. Please refer to respective Prospectus for details.

Step 1
Read the Prospectus thoroughly before making your decision to subscribe the shares under IPO. The electronic prospectus is available under "Securities Trading"(2-factor authentication is needed) > "EIPO" in this website.

Step 2
Click the "Apply" button and the Stock you would like to apply for. Read the terms and conditions, complete the application form and place your payment instruction which allows us to debit the subscription amount from your One Account “Deposit" at the specified time stated for individual IPO.

Step 3
Confirm your application details and submit the application. A reference number will be generated for your reference.

Step 4
Make sure your designated account has sufficient fund for settlement at the specified time of individual IPO. Otherwise, your application will be cancelled without further notice.

No, once you have submitted the application and confirmed the details, you cannot amend any application details or cancel your application.

We will send your application to the Share Registrars on or before the IPO official closing time. In case there is any incorrect information or your designated One Account “Deposit” has insufficient fund for settlement, your application will be cancelled without further notice.

For Yellow Form Applicants
The application money (or part thereof) will be credited directly to your One Account “Deposit” on the refund day specified in the respective Prospectus.

For yellow Form Applicants:
If your application is wholly or partially successful, your share certificate(s) will be directly deposited into your One Account "Investment".

Please refer to the details of respective EIPO.

No

Special Purpose Acquisition Companies (SPAC)

A special purpose acquisition company (SPAC) is a type of company that has no operating business and is established for the sole purpose of conducting a transaction (De-SPAC Transaction) in respect of an acquisition of, or a business combination with, a target, within a pre-defined time period, to achieve the listing of the target (Successor Company). SPAC Shares are a listed class of shares issued by a SPAC; while SPAC Warrants are a listed class of warrants issued by a SPAC that entitle the holders, upon exercise, to subscribe or purchase shares in a Successor Company.

Only Professional Investors (PI), in accordance with the SFC Code of Conduct, are allowed to buy SPAC Shares and SPAC Warrants listed on the Main Board.

China Connect Securities Trading Services

China Connect - refers to the mutual market access between the SEHK and SSE/SZSE, this is a programme that links the stock markets in Shanghai/Shenzhen and Hong Kong for securities trading and settlement established by SEHK, SSE/SZSE, HKEX and ChinaClear.

Southbound Trading Link (STL) - Eligible investors in Mainland China can place orders to trade eligible shares listed on the SEHK through Mainland securities firms and a securities trading service company established by SSE/SZSE by routing the orders to the SEHK. The eligible securities include the constituent stocks of the Hang Seng Composite LargeCap Index and the Hang Seng Composite MidCap Index, and the shares of all companies listed on both the SSE/SZSE and SEHK.

Northbound Trading Link (NTL) - Hong Kong and overseas investors can place orders to trade eligible shares listed on the SSE/SZSE through their local brokers and a securities trading service company established by the SEHK by routing the orders to the SSE/SZSE. Shares eligible to be accepted as an 'SSE Securities' to trade through NTL shall comprise all constituent stocks of the SSE180 Index and SSE380 Index, and shares of all SSE-listed companies that have issued both A and H shares (excluding shares that are not traded in RMB and those under risk alert board). Shares eligible to be accepted as an ‘SZSE Securities’ to trade through NTL shall comprise all Constituent stocks of SZSE Component Index and SZSE Small/Mid Cap Innovation Index, Companies with market capitalization at least RMB6B and SZSE-listed companies that have issued both A and H shares (excluding shares that are not traded in RMB and those under risk alert board).

You can trade SSE/SZSE Securities through the following channels:

  • i-Banking service
  • inVest
  • Automated Securities Trading Hotline
  • Manned Securities Trading Hotline

Only Limit Order is accepted.

The settlement arrangement will be different to Hong Kong Securities Trading. Northbound Trading will follow SSE/SZSE A-share settlement cycle. Securities settlement will be on T day, while money settlement will be on T+1 day.

No. Day trading is not allowed for Northbound Trading. Therefore, you can only sell the shares on and after T+1 day. Besides, you can use the fund from selling the SSE/SZSE securities to buy another SSE/SZSE Securities at the same day.

Order amendment is not allowed for Northbound Trading. If you want to amend your trading order, you have to cancel the order first and place a new order after successfully cancelled.

You have to pay third-party charges such as handling fee, securities management fee, transfer fee, stamp duty as well as bank charges such as brokerage commission fee. For details, please refer to the Investment Products Service Fees and Charges. The fees will be charged in Renminbi.

Investors will not be able to buy SSE/SZSE Securities under the following circumstances:
a) the SSE/SZSE Securities cease to be a constituent stock of the relevant indices;
b) the SSE/SZSE Securities are under risk alert board;
c) the corresponding H share of the SSE/SZSE Securities cease to be traded on SEHK;
d) the Daily Quota Balance drops to zero or below;

The board lot size of all SSE/SZSE Securities is 100 shares (buy orders must be in board lot). Odd lot trading is only available for sell orders (Odd lot sell order must be placed in one go). The price spread for SSE/SZSE Securities is uniformly set at RMB0.01. The maximum order size is one million shares.

Yes, the executed quantities of your buy order may result in odd lots.

Northbound Trading arrangement under severe weather conditions will be as follows:

  1. If SSE/SZSE is suspended due to bad weather, Northbound Trading will not open and SEHK will inform Hong Kong market accordingly.
  2. If typhoon signal number 8 (or above) and/or black rainstorm warning is issued in Hong Kong before Hong Kong market opens, Northbound Trading will not open. If the signal/warning is subsequently discontinued on the same day, arrangement for the resumption of Northbound Trading will follow that for the SEHK market (detailed arrangement is available on the HKEX website at http://www.hkex.com.hk/eng/market/typhoons/tradingarrangement.htm).
  3. If typhoon no. 8 (or above) is issued in Hong Kong after Hong Kong market opens but before SSE/SZSE market opens (between 9:00 a.m. and 9:15 a.m.), Northbound Trading will not open.
  4. If typhoon signal number 8 (or above) is issued in Hong Kong after SSE/SZSE market has opened, trading will terminate in 15 minutes after the signal was issued. Thereafter, only order cancellation will be accepted until SSE/SZSE market closed.

Scenarios Northbound Trading Arrangement Hong Kong Market today
T8/Black rainstorm issued before HK market opens (i.e. before 9:00 a.m.) Not open Not open
T8 issued between 9:00 a.m. and 9:15 a.m. Not open Trading terminates after Pre-opening Session
T8 issued after SSE/SZSE market opens (i.e. 9:15 a.m.) Trading terminates in 15 minutes after T8 issuance, thereafter only order cancellation is allowed until SSE/SZSE market closes Trading terminates in 15 minutes
Black rainstorm issued after HK market opens (i.e. 9:00 a.m.) Trading continues as normal Trading continues as normal
T8/Black rainstorm discontinued at or before 12:00 noon Trading resumes after 2 hours Trading resumes after 2 hours
T8/Black rainstorm discontinued after 12:00 noon Not open Not open

No. China Connect does not support IPO.

You can visit HKEX website's "China Stock Markets Web" to obtain information on SH-HK Connect, such as Information Book for Investors, Frequently Asked Questions for Investors, list of eligible stocks, quota balance, etc.

(Website: http://www.hkex.com.hk/eng/csm/index.htm)
Comparison between trading China A shares and Hong Kong stocks in Hong Kong

  Trading Shanghai A shares in Hong Kong Trading Shenzhen A shares in Hong Kong Trading Hong Kong Stocks in Hong Kong
Stocks available for trading - Constituent stocks of the SSE 180 Index
- Constituent stocks of the SSE 380 Index
- A shares listed on both HKEX and SSE (excluding Shanghai A shares on the risk alert board and those that are not traded in RMB)
-Constituent stocks of the SZSE Component Index and SZSE Small/Mid Cap Innovation Index
-Companies with market capitalization at least RMB6B
-SZSE-listed companies that have issued both A and H shares(excluding Shenzhen A shares on the risk alert board and those that are not traded in RMB)
All stocks listed on HKEX
Quota Daily Quota: RMB 52 billion Daily Quota: RMB 52 billion No limit
Settlement currency RMB RMB HKD
Board lot size 100 shares per each board lot 100 shares per each board lot Depends on the stock
Price limit Order price cannot exceed +/-10% of the previous closing price Order price cannot exceed +/-10% of the previous closing price No limit
Tick size RMB 0.01 RMB 0.01 Vary from HK$0.001 to HK$5, depending on the stock price
Trading hours Opening Call Auction: 09:15-09:25
Continuous Auction(Morning): 09:30-11:30
Continuous Auction(Afternoon): 13:00-15:00
Opening Call Auction :09:15-09:25
Continuous Auction (Morning): 09:30-11:30
Continuous Auction(Afternoon): 13:00-14:57
Closing Call Auction:14:57-15:00
Pre-opening session: 09:00-09:30
Morning session: 09:30-12:00
Extended Morning Session: 12:00-13:00
Afternoon session: 13:00-16:00
Closing Auction Session: 16:00-16:10
Trading days All business days on which both markets are open for trading and banking services are available in both markets on the corresponding money settlement days All business days on which both markets are open for trading and banking services are available in both markets on the corresponding money settlement days All HKEX trading days
Clearing and settlement Stocks clearing: T day
Funds settlement: T+1 day
Stocks clearing: T day
Funds settlement: T+1 day
Stocks clearing and funds settlement: T+2 days
Day trading Not allowed. Stocks purchased on T day can only be sold on or after T+1 day Not allowed. Stocks purchased on T day can only be sold on or after T+1 day Allowed
Fees and tax - Handling Fee (charged by SSE): 0.00487% of the transaction amount
- Securities Management Fee (charged by China Securities Regulatory Commission): 0.002% of the transaction amount
- Transfer Fee (0.002% charged by ChinaClear & 0.002% charged by HKSCC): 0.004% of the transaction amount
- Stamp Duty (charged by State Administration of Taxation): 0.1% of the transaction amount (for sell trade only)
- Handling Fee (charged by SZSE): 0.00487% of the transaction amount
- Securities Management Fee (charged by China Securities Regulatory Commission): 0.002% of the transaction amount
- Transfer Fee (0.002% charged by ChinaClear & 0.002% charged by HKSCC): 0.004% of the transaction amount
- Stamp Duty (charged by State Administration of Taxation): 0.1% of the transaction amount (for sell trade only)
- Transaction Levy (charged by SFC) : 0.0027% of the transaction amount
- Trading Fee (charged by HKEX): 0.005% of the transaction amount
- Stamp Duty (charged by HKSAR Government): 0.1% of the transaction amount (minimum charge : HK$1)

Inclusion of ETFs in Stock Connect

When the inclusion takes effect, trading of eligible SSE-listed ETFs through Shanghai Connect and trading of eligible SZSE-listed ETFs through Shenzhen Connect will be open to all Hong Kong and overseas investors including institutional and individual investors.

You have to pay third-party charges such as handling fee, transfer fee as well as bank charges such as brokerage commission fee. For details, please refer to the Investment Products Service Fees and Charges. The fees will be charged in Renminbi.

Restricting Mainland investors from Northbound Trading under Stock Connect

Effective from 25 July 2022 onwards, the China Securities Regulatory Commission restricts mainland investors from participating in the Northbound Trading under Stock Connect.

As such, mainland investors who have One-Accounts are not allowed to trade/transfer in China Connect Securities through Northbound trading.

Mainland investors include individuals that possess Mainland ID documents (holders of a joint account if one of the holders is considered as Mainland investor) and corporate or unincorporated entities which are registered in the Mainland, excluding any individual who has obtained an identity document as proof of permanent residence in a country or region outside Mainland China.

Any branch or subsidiary of a corporate or unincorporated entity registered in Mainland China which branch or subsidiary is lawfully registered in Hong Kong or overseas is not considered as Mainland investor.

The Bank will enforce the regulatory authorities restrictions on Mainland investors from participating in the Northbound Trading under Stock Connect according to the customer's identity document records in the Bank.

If you are mainland investor, you will not be able to buy China Connect Securities through Northbound Trading, but you can still sell out your holding China Connect Securities.

You must update your identity document in the Bank to trade China Connect Securities through Northbound Trading. For the channels of updating your identity documents, you can visit our branch and contact your Relationship Manager (if applicable) or seek assistance via branch staff.

For more details, please refer to the latest announcement of the Hong Kong Stock Exchange on restricting mainland investors from participating in the Northbound Trading under Stock Connect.

Reference: https://www.hkex.com.hk/-/media/HKEX-Market/Services/Circulars-and-Notices/Participant-and-Members-Circulars/SEHK/2022/CT08822c.pdf

U.S. Securities Trading Services

Our U.S. Securities Trading Service provides trading and custodian services for U.S. stocks listed in NYSE Equities Market and NASDAQ Stock Market. However, we do not accept any BUY order in any stocks with a market cap below USD 50 million and the price per share less than USD 0.50.

You can trade U.S. Securities through the following channels:

  • i-Banking service
  • inVest

Existing customer can open a trading account through online platforms. To activate US securities trading service, customer need to complete W-8BEN Form and upload via inMotion or return to our branch either in person or by mail. (The latest W-8BEN Form can be downloaded from Internal Revenue Service: https://www.irs.gov/pub/irs-pdf/fw8ben.pdf). Please note US securities trading service is not applicable for US persons.

W-8BEN Form is a declaration form from Internal Revenue Service of the U.S. for investor to declare their identity of non-US citizenship. It is required to be renewed in every 3rd full succeeding years. Otherwise, the bank is not able to offer your U.S. Securities Trading Service continuously after the last W-8BEN is expired.

  1. North Hemisphere Summer - 21:30 - 04:00 Hong Kong time
  2. North Hemisphere Winter - 22:30 - 05:00 Hong Kong time

North Hemisphere Summer commences at 2am on the second Sunday of March of the year. North Hemisphere Winter commences at 2am on the first Sunday of November of the year. You can place an order through online banking from 19:30 (Hong Kong time) until the close of the US securities market

Securities purchased can be sold immediately. The sale proceeds will be credited to your account 2 days after the sales execution (i.e. T+2).

Yes, trading will be available if US securities markets are open.

There is no capital gain tax for non-US persons on trading US securities. However, non US person are subject to a 30% withholding tax on dividends. This is not a tax advice and any tax related questions should be referred to their own individual tax consultant.

US SEC Fee is the Sales Tax as stated in Investment Products Service Fees and Charges of the Bank, it was created by the Securities Exchange Act of 1934 to be an additional transaction cost attached to the selling of exchange-listed equities. This fee is usually listed as a separate fee, independent of any associated brokerage commissions or fees. The fee will be revalued by the US Securities and Exchange Commission from time to time.

If you have any enquiries, you can contact our US Securities Service Hotline at (852) 2287 6688 for assistance.

Service Hours (Hong Kong Time):
Monday to Friday: 9am to next day 6am#
Saturday: 9am to 8pm#
#Except HK/US public holidays

U.S. Withholding Mechanism for Publicly Traded Partnerships (PTP) Securities

A PTP is any partnership an interest in which is regularly traded on an established securities market or is readily tradable on a secondary market, regardless of the number of its partners.

The U.S. Internal Revenue Service (IRS) recently announced additional withholding on the transfer of interests in the publicly traded partnerships (PTPs) held by non-U.S. investors in accordance with Section 1446(f) of the Internal Revenue Code (IRC Section). The latest regulations on withholding and information reporting of relevant subjects, which will come into effect on January 1, 2023. After taking effect, non-U.S. investors will incur the following U.S. tax costs when they hold/sell, trade, or transfer PTP-related subjects for compensation:

  • When receiving dividends/ interest: 37% withholding tax will be levied on the allotted amount;
  • When selling, trading or transferring PTP subject matter for compensation: 10% of the "total price" obtained will be deducted.

In order to reduce the complex US withholding risks and impacts arising from investing in these commodities, the Bank shall no longer accept trading instructions to buy PTP-related targets from now onwards.

The customers can still sell/transfer out the original holdings of PTP related subjects through the original trading channel. The Bank will completely suspend or restrict the sale, trading or other transfer of PTP subject matter (including any transactions with exceptions listed in the regulations) from 28 Dec 2022.

Relevant information is based on the current IRS announcements and decrees. The implementation may be different due to future changes in regulations. The Bank will not notify any changes in the relevant laws and regulations on PTP products, but investors should pay attention to their own investment positions, the development of laws and regulations and understand their impact on their own rights.

If you hold PTP-related subjects, please consult your tax advisor as soon as possible to understand the tax costs derived from holding, trading or other paid transfer of PTP and the impact on the rights and interests related to asset allocation, and refer to your tax advisors of the company recommendation or consider at your own discretion whether to dispose of the sale before the end of 2022.

Relevant information is based on the current IRS announcements and decrees. Investors are advised to pay attention to the relevant announcements on the IRS official website.

The industry has announced a tentative list of affected PTPs on the many forums. The list is based on market peer information and notices from financial institutions in the United States, but The Bank cannot guarantee the completeness of the list. Moreover, the list may evolve as more peer information becomes available in future. Investors are advised to pay attention to the relevant announcements on the Internal Revenue Service (IRS) official website.

Examples such as ProShares Ultra Gold (UGL) 、Invesco DB Agriculture Fund (DBA)、United States Oil Fund LP (USO) 、ProShares Ultra Bloomberg Crude Oil (UCO)、ProShares Ultra VIX Short-Term Futures E (UVXY) 、ProShares Ultra Silver (AGQ)、Invesco DB US Dollar Index Bullish Fund (UUP)、Teucrium Wheat Fund (WEAT)、United States Copper Index Fund (CPER)、ProShares UltraShort Bloomberg Crude Oil (SCO) 、Enterprise Products Partners LP (EPD), etc.

Virtual Asset

“Virtual assets” refers to digital representations of value which may be in the form of digital tokens, such as utility tokens, stablecoins or security- or asset-backed tokens) or any other virtual commodities, crypto assets or other assets of essentially the same nature, but excludes digital representations of fiat currencies issued by central banks.

“VA-related products” refers to investment products which: (a) have a principal investment objective or strategy to invest in virtual assets; (b) derive their value principally from the value and characteristics of virtual assets; or (c) track or replicate the investment results or returns which closely match or correspond to virtual assets.

These VA ETFs/VA ETPs are temporarily not available for trade by the Bank.

Online Security

Sure! We’re committed to protecting and respecting your privacy under Personal Data (Privacy) Ordinance.

Tap the below link(s) to find out more:

Or visit any of our branches for enquires.

  1. Choose to use “inMotion” as the authentication method when log in to inVest.
  2. Open inMotion app on bound device, authentication details will be shown via a pop-up. Tap “approve” after confirming the details.
    Your phone will also receive push notification during authentication.
  3. After successful authentication, you may proceed on inVest.

Since you have changed the login information, for security reasons, the biometric authentication on all devices will be deactivated. If you would like to use biometric authentication to login, please activate the service again.

To strengthen the security level for online transactions, starting from 22 Apr 2018, 2-factor authentication is required for any securities trading/enquiries via online platforms.

If you forget your password, please reset your password through the “Forget Login ID / Password” function in inMotion app, or visit any of our branches to proceed.

If you incorrectly key in your password for 4 consecutive times, your i-banking account will be locked for security reasons. Please visit any of our branches to reset your password.

You should email us immediately at ibanking@cncbinternational.com or call (852) 2287 6767 (select language, then press 7). We will take appropriate action as soon as possible.